Unclaimed
Linda Vu is a financial advisor with over 22 years of experience in the industry. Linda is a Registered Representative and Investment Advisor Representative, and holds the Series 4, 7, 24, 52TO, 53, 55, 57TO, 62, 63, 66, and SIE licenses. Linda is also a Certified Financial Planner. Linda has been associated with Osaic Wealth, Inc. since November 2023. Previously, Linda was a Financial Advisor with FSC Securities Corporation and Browne, Draper, & Land Financial Concepts. Linda provides financial planning, portfolio management, and educational seminars for individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
12/06/2023 - Present
Osaic Wealth, Inc. (ATLANTA GA)
GA
09/18/2020 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
07/30/2004 - 09/11/2020
FSC SECURITIES CORPORATION (Atlanta GA)
GA
10/06/2003 - 07/16/2004
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
IL
10/18/2000 - 11/04/2002
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BOTH
Issued 03/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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