Unclaimed
Linda Ramirez is a financial advisor who has been in the industry since 1984. Currently, Linda is a registered representative with UBS Financial Services Inc. in the state of Illinois, based in Chicago. Linda holds the Series 7, Series 53, and Series 66 licenses, as well as the SIE certification. Prior to joining UBS Financial Services Inc. Linda has held positions at UBS Securities LLC and Kidder, Peabody & Co. Incorporated. Linda's expertise covers a variety of financial services including financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
10/22/2007 - Present
UBS Financial Services Inc. (Chicago IL)
IL
01/16/2006 - 12/14/2006
UBS SECURITIES LLC (CHICAGO IL)
NJ
06/26/1995 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/22/1984 - 01/19/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 10/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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