Unclaimed
Linda Ann Neill is a financial professional with over 27 years of experience in the financial services industry. Linda currently holds a Series 6, Series 63, and Series 6TO license and is registered with Alliance-ONE Investments, LLC. Linda has previously been associated with Transamerica Capital, Inc., Intersecurities, Inc., and AFSG Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
12/01/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
CO
08/31/2020 - 12/01/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
FL
05/17/1999 - 09/11/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
05/31/1995 - 05/20/1999
AFSG SECURITIES CORPORATION (CEDAR RAPIDS IA)
BC
Issued 09/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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