Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Herman is a financial advisor with over 20 years of experience in the industry. Linda is currently registered with LPL Financial LLC and has been with them since May 2015. Prior to joining LPL Financial LLC, Linda worked at Oppenheimer & Co. Inc., Wachovia Securities, LLC, Morgan Stanley DW Inc., Transamerica Financial Resources, Inc., William R. Hough & Co. and Salomon Smith Barney Inc. Linda has passed several industry exams, including the Series 3, 7, 9, 10, 63, and 66 exams. Linda is registered to provide securities and investment advisory services in 53 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
05/19/2015 - Present
LPL Financial LLC (WEST MIFFLIN PA)
PA
03/17/2009 - 05/06/2015
OPPENHEIMER & CO. INC. (PITTSBURGH PA)
PA
11/07/2003 - 08/07/2008
WACHOVIA SECURITIES, LLC (PITTSBURGH PA)
NY
07/20/2001 - 01/22/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
07/13/2000 - 09/15/2000
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
FL
02/22/2000 - 06/13/2000
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
NY
10/18/1999 - 02/10/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 10/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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