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Lincoln Lai

Pruco Securities, LLC

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About Lincoln Lai

Lincoln Lai is a financial advisor who has been in the industry since 2010. Lincoln holds several licenses and certifications, including Series 6, 7, 24, 26, 51, 63, and 65. Lincoln is currently registered with Pruco Securities, LLC and has been with them since 2018. Lincoln previously worked at Foresters Financial Services, INC. and Foresters Advisory Services LLC. Lincoln provides financial advice to individuals and corporations, and manages assets for various client types, including high-net-worth individuals, insurance companies, corporations or other businesses, individuals other than high-net-worth and trust and estate accounts.

Firm Information

Lincoln Lai is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Lincoln Lai’s Registration & Firm History

CA

06/26/2019 - Present

Pruco Securities, LLC (ORANGE CA)

CA

09/06/2010 - 01/23/2018

FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)

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Licenses & Designations

IA

Issued 09/22/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2016

Series 24 - General Securities Principal Examination

BC

Issued 09/09/2014

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/12/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/04/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lincoln Lai.
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