Unclaimed
Lina Nguyen is a registered representative with Nylife Securities LLC. Lina is licensed in California and Florida and holds Series 63, Series 6TO, and SIE licenses. Lina's registration dates are 3/12/2021 and 10/14/2022, respectively.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/09/2021 - Present
Nylife Securities LLC (WESTMINSTER CA)
BC
Issued 03/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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