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Lina Chen

Mufg Securities Americas Inc.

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About Lina Chen

Lina Chen is a registered representative with over 8 years of experience in the financial services industry. Lina is currently employed by MUFG Securities Americas Inc. Lina is licensed in 51 states and the District of Columbia and holds Series 7TO, Series 79, and Series 63 licenses. Lina's previous employment includes positions with ING Financial Markets LLC and BNP Paribas Securities Corp.

Firm Information

Lina Chen is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lina Chen’s Registration & Firm History

NY

01/23/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/04/2021 - 01/03/2023

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

09/29/2014 - 05/27/2021

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lina Chen.
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