Unclaimed
Lina Chen is a registered representative with over 8 years of experience in the financial services industry. Lina is currently employed by MUFG Securities Americas Inc. Lina is licensed in 51 states and the District of Columbia and holds Series 7TO, Series 79, and Series 63 licenses. Lina's previous employment includes positions with ING Financial Markets LLC and BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/23/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/04/2021 - 01/03/2023
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
09/29/2014 - 05/27/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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