Unclaimed
Lina Rios is a financial professional who has been in the industry since October 2009. Lina is registered with Northwestern Mutual Investment Services, LLC and holds the Series 6, Series 63, and SIE licenses. Lina is also licensed in Alaska, New York, Oregon, and Washington. In addition to her current role with Northwestern Mutual Investment Services, LLC, Lina has no prior experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
10/15/2009 - Present
Northwestern Mutual Investment Services, LLC (Vancouver WA)
BC
Issued 10/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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