Unclaimed
Lin Zhong is a financial advisor with Goldman Sachs & Co. LLC. Lin has been in the industry since 2021 and is registered with the Financial Industry Regulatory Authority (FINRA). Lin is also registered with the state of Colorado. Lin has a Series 63, Series 7TO and SIE licenses. Lin is a registered representative of Goldman Sachs & Co. LLC. Goldman Sachs & Co. LLC is a full-service investment bank and securities firm that offers a wide range of financial products and services to individual and institutional clients. Lin specializes in financial planning, portfolio management and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
11/23/2021 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
BC
Issued 12/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2021
Series 7TO - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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