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Lily Tu

Sage Advisory Services Ltd. Co.

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About Lily Tu

Lily Tu is a registered investment advisor representative with Sage Advisory Services Ltd. Co. in Austin, Texas. Lily has been working in the financial services industry since 2007. Previously, Lily worked at J.P. Morgan Securities LLC in New York, NY, Morgan Stanley in New York, NY and Goldman, Sachs & Co. in New York, NY. Lily holds the Series 63, 66, 7, and SIE licenses. Lily specializes in providing investment advice to individuals, corporations, businesses, pension and profit-sharing plans, investment companies, charitable organizations, pooled investment vehicles, and insurance companies. Lily also provides model provision strategies as an advisory service.

Firm Information

Lily Tu is currently registered with Sage Advisory Services Ltd. Co.. Sage Advisory Services Ltd. Co. is an investment advisor headquartered in Austin, TX. They manage approximately $22.7 billion in assets and serve a variety of clients, including high-net-worth individuals, corporations, charitable organizations, pension plans, and insurance companies. The firm offers portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide pension consulting and model provision strategies.
Sage Advisory Services Ltd. Co.

5900 SOUTHWEST PARKWAY

AUSTIN, TX 78735-6202

$22.69B

Assets Under Management

15

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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model provision strategies

Model provision strategies

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lily Tu’s Registration & Firm History

TX

06/26/2020 - Present

Sage Advisory Services Ltd. Co. (AUSTIN TX)

NY

11/02/2017 - 03/23/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

07/30/2009 - 11/06/2017

MORGAN STANLEY (NEW YORK NY)

NY

11/19/2007 - 03/19/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/23/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lily Tu.
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