Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lily? Claim Your ProfileLily Trang Nguyen is a registered representative with Charles Schwab & Co., Inc. Lily has been in the financial services industry since July 2017, working with TD Ameritrade, Inc. prior to joining Charles Schwab. Lily holds a Series 7, 9, and 63 securities license, as well as the SIE exam. Lily is also registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/22/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
04/28/2023 - 12/31/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
07/10/2017 - 01/28/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 07/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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