Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lily? Claim Your ProfileLily Rogers is a registered representative at Morgan Stanley. Lily is a financial professional with 1 year of experience in the financial industry. Lily has passed several securities exams including the Series 63, Series 86, Series 87, Series 7TO, and SIE exams. Lily holds a current registration with the state of New York. Lily has previously worked with Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/16/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
03/28/2022 - 05/12/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 04/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/07/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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