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Lily N Muindi

Ares Management Capital Markets LLC

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About Lily N Muindi

Lily Muindi is a securities professional with a Series 7TO, Series 79TO, and Series 63 license. Lily has been in the industry since August 2021. Lily's most recent employment was with Credit Suisse Securities (USA) LLC before joining Ares Management Capital Markets LLC in March 2023. Currently, Lily is registered with FINRA, and the state of New York.

Firm Information

Lily Muindi is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lily Muindi’s Registration & Firm History

NY

03/31/2023 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

08/09/2021 - 04/14/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/07/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lily N Muindi.
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