Unclaimed
Lily Muindi is a securities professional with a Series 7TO, Series 79TO, and Series 63 license. Lily has been in the industry since August 2021. Lily's most recent employment was with Credit Suisse Securities (USA) LLC before joining Ares Management Capital Markets LLC in March 2023. Currently, Lily is registered with FINRA, and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2023 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/09/2021 - 04/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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