Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lily? Claim Your ProfileLily Lu is a financial advisor with over 24 years of experience in the financial services industry. Lily is currently registered with Osaic Wealth, Inc. in California, Illinois, and Nevada. Previously, Lily was associated with Securities America, Inc. in California. Lily holds the Series 6, 7, 63, and 66 licenses. Lily is also a Certified Financial Planner. Lily specializes in working with high-net-worth individuals, corporations, and charitable organizations. Lily's areas of expertise include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (DIAMOND BAR CA)
CA
01/13/2010 - 06/14/2024
SECURITIES AMERICA, INC. (DIAMOND BAR CA)
CA
03/12/2004 - 10/21/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HACIENDA HEIGHTS CA)
NC
02/18/2004 - 05/13/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MN
05/06/2002 - 02/17/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
07/11/2000 - 04/08/2002
IFMG SECURITIES, INC. (PURCHASE NY)
NJ
05/13/1998 - 01/06/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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