Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lily? Claim Your ProfileLily Chan is a financial professional with experience in the industry since 2000. Lily is currently registered with Morgan Stanley & Co. LLC, a firm that specializes in investment banking, securities brokerage, and investment management. Prior to this, Lily worked at Goldman, Sachs & Co. and Imperial Capital, LLC. Lily is a Series 7, Series 99TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/18/2023 - Present
Morgan Stanley & Co. LLC (New York NY)
CA
05/11/2005 - 07/12/2005
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
NY
04/17/2000 - 12/11/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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