Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lily? Claim Your ProfileLily Ann Matias is a financial advisor with NFP Retirement Inc. in Aliso Viejo, CA. Lily has been working in the financial industry since 1995. Lily holds Series 6, 26, 63, 65, and 82 securities licenses. Lily has experience in retirement planning, investment management, and financial planning. Lily's firm, NFP Retirement Inc., provides financial services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/13/2015 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
CA
12/19/2014 - 12/31/2017
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
CA
06/26/2013 - 11/13/2014
PFM FUND DISTRIBUTORS, INC. (LOS ANGELES CA)
CA
08/01/1995 - 06/29/2012
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
IA
Issued 07/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 07/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lily Matias is the right advisor for you? Invested Better is here to help.
