Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lilly? Claim Your ProfileLilly Cheng Yi is a financial professional with experience in the securities industry. Lilly has passed the Series 63, Series 7, Series 79, and SIE exams. Lilly is currently registered with Ares Management Capital Markets LLC. Prior to joining Ares Management Capital Markets LLC, Lilly was employed with MACQUARIE CAPITAL (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/07/2023 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
11/13/2021 - 11/30/2022
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 06/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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