Unclaimed
Lillian Guidry is a financial professional with experience in the financial industry. Lillian is currently registered with Lazard Freres & Co. LLC and has been registered since June 11, 2018. Previously, Lillian was registered with TM Capital Corp. and Guggenheim Securities, LLC. Lillian holds Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/11/2018 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
MA
09/08/2017 - 05/18/2018
TM CAPITAL CORP. (BOSTON MA)
NY
08/31/2015 - 07/05/2017
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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