Unclaimed
Lilliam Margarita Thompson is a registered representative with ICD Securities Inc. with over 30 years of experience in the financial services industry. Lilliam has been registered with ICD Securities Inc. since 2011 and has previously worked at INDEPENDENT FINANCIAL GROUP, LLC and LINSCO/PRIVATE LEDGER CORP.. Lilliam holds the Series 63, SIE, and Series 7 licenses and is registered in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/13/2011 - Present
ICD Securities Inc. (SOLANA BEACH CA)
CA
06/30/2006 - 06/15/2011
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
05/09/1988 - 07/03/2006
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NA
10/23/1985 - 05/19/1988
PROFESSIONAL ASSET SECURITIES, INC.
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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