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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lilliam? Claim Your ProfileLilliam Leon-gonzalez is a financial advisor at UBS Financial Services Inc. Lilliam has been in the financial services industry since 2002. She has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Lilliam is registered with FINRA and holds the Series 7, Series 63, and Series 66 licenses. She is also a registered Investment Advisor in Florida and Texas. In addition to her work at UBS, Lilliam has previously worked at HSBC Securities (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/31/2023 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
03/24/2014 - 11/17/2017
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
03/01/2012 - 03/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
05/29/2007 - 03/26/2012
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
03/01/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
BOTH
Issued 10/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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