Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liliana? Claim Your ProfileLiliana Lopez is a financial professional with over 20 years of experience in the securities industry. She is a registered representative and investment advisor representative at Stifel, Nicolaus & Company, Inc., and has been with the firm since 2008. Lopez has a wide range of experience in the financial services industry, including experience at BNY Clearing Services LLC and Schroder & Co. Inc. Lopez has also successfully passed the Series 63, Series 7, and SIE exams. She is licensed to provide investment advice in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/24/2008 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
WI
05/03/2001 - 08/31/2001
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
NY
09/04/1992 - 06/21/1999
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 11/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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