Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lilian? Claim Your ProfileLilian Lima Smith is an investment advisor representative and financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., based in San Francisco, CA. Smith holds a Series 7TO, Series 66, and SIE license. Lilian is registered as a broker-dealer with the Financial Industry Regulatory Authority (FINRA) and also holds investment advisory licenses in California and Texas. Lilian provides advisory services including investment planning, portfolio management for both individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Lilian has been in the financial services industry since 2018 and has prior experience at Vaco, Pacific Ocean Pediatric, and U.S. Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
BOTH
Issued 3/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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