Unclaimed
Lila Roma is a financial advisor with Pruco Securities, LLC, a firm that provides investment advisory services to a variety of clients. Lila has been in the industry since 1996 and has a variety of licenses and certifications. Lila is registered with the state of Pennsylvania. She is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
03/13/1998 - Present
Pruco Securities, LLC (NEWARK NJ)
NJ
01/01/1997 - 10/27/1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/23/1996 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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