Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lil? Claim Your ProfileLil Minton Mercer is a financial advisor at Captrust in Wilmington, NC. Lil Mercer has been in the financial services industry since 1994. Lil Mercer has a variety of experience in the industry, including working for HighTower Securities, LLC, Capital Investment Group, Inc. and LPL Financial Corporation. Lil Mercer has experience in financial planning, portfolio management for individuals and businesses, and pension consulting. Lil Mercer holds the Series 6, 7, 9, 10, 31, 63, 65, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
12/01/2022 - Present
Captrust (Wilmington NC)
NC
10/28/2016 - 10/28/2022
HIGHTOWER SECURITIES, LLC (Wilmington NC)
NC
07/23/2012 - 10/28/2016
CAPITAL INVESTMENT GROUP, INC. (WILMINGTON NC)
NC
12/02/2010 - 07/20/2012
TRIAD ADVISORS, INC. (WILMINGTON NC)
NC
10/02/2008 - 12/22/2010
LPL FINANCIAL CORPORATION (WILMINGTON NC)
NC
10/06/2006 - 10/03/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (WILMINGTON NC)
NC
01/17/2003 - 09/05/2006
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
CA
03/27/1998 - 11/11/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
10/01/1997 - 04/20/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/01/1997 - 04/20/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
11/21/1994 - 10/28/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 10/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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