Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lijun? Claim Your ProfileLijun He is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Scottsdale, Arizona. Lijun has been in the industry since November 30, 2019. Lijun holds a Series 63, Series 66 and Series 7 licenses. Lijun has been registered with the state of Washington since December 1, 2020 and has also been registered with the state of Texas since February 15, 2024. Lijun was previously employed by Northwestern Mutual Investment Services, LLC in Seattle, Washington. Lijun is active in the community, serving on the board of the Asian Pacific Community in Action.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/01/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
WA
11/18/2019 - 03/19/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)
BOTH
Issued 11/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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