Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ligia? Claim Your ProfileLigia Reyes is a financial advisor at Oppenheimer & Co. Inc., a well-established firm with a strong reputation in the industry. Ligia is a seasoned professional with over 24 years of experience in the financial services industry, having previously worked at Wachovia Securities, LLC, Prudential Securities Incorporated, Morgan Stanley DW Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Ligia is dedicated to providing her clients with personalized financial advice and comprehensive solutions. Her expertise encompasses a wide range of areas, including investment planning, retirement planning, and estate planning. Ligia holds a number of industry licenses and designations, including Series 6, 7, 31, and 63 licenses as well as Series 65. Ligia has a strong commitment to professional development and staying up-to-date on the latest trends in the financial services industry. Ligia is a valuable resource for clients seeking guidance and support in managing their financial affairs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MO
07/01/2003 - 11/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/09/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/26/2000 - 11/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
09/04/1998 - 05/08/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/03/1998 - 05/08/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/30/1998 - 07/17/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/30/1998 - 07/17/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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