Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lieng? Claim Your ProfileLieng Nothnagle is a financial professional with over five years of experience in the industry. Lieng is currently registered with Cambridge Investment Research, Inc. and is licensed in Arizona and Iowa. Lieng has passed the Series 7, Series 9, Series 10, Series 24, Series 63 and SIE exams. Prior to joining Cambridge Investment Research, Inc., Lieng worked at Morgan Stanley and Charles Schwab & Co., Inc. Lieng is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
10/25/2022 - Present
Cambridge Investment Research, Inc. (Phoenix AZ)
AZ
11/15/2021 - 03/09/2022
MORGAN STANLEY (Tempe AZ)
AZ
08/16/2017 - 10/21/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 08/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 02/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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