Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liem? Claim Your ProfileLiem Nguyen is a financial advisor with State Farm Investment Management Corp. Liem is a Registered Representative with 17 years of experience in the financial services industry. Liem works with individuals and investment companies, and is registered to offer services in California. Liem holds a Series 66 license. Liem also holds the Series 7 and Series 6TO licenses. Liem has been with State Farm Investment Management Corp. since August 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2018 - Present
State Farm Investment Management Corp. (Huntington Beach CA)
NV
04/21/2008 - 01/07/2009
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
UT
12/16/2005 - 04/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SALT LAKE CITY UT)
BOTH
Issued 01/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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