Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lidia? Claim Your ProfileLidia Velazquez is a financial advisor with Citigroup Global Markets Inc. Lidia is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the industry since 2004. Lidia holds the Series 3, 7, 9, 10, 24, 55, 57TO, and 63 licenses. She also holds the Series 65 and 66 licenses, which means she is licensed to provide investment advice in both broker-dealer and investment advisor capacities. Lidia is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Lidia has previously been employed by WELLS FARGO ADVISORS, LLC in New York, NY. The advisor is associated with Citigroup Global Markets Inc. since August 2012 and has been a registered representative of the firm since 2012. Citigroup Global Markets Inc. is a large financial services firm with over $50 billion in assets under management. The firm provides a wide range of financial services, including investment advice, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2021 - Present
Citigroup Global Markets Inc. (GREENWICH CT)
NY
11/12/2003 - 09/26/2011
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/20/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/27/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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