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Liana Frances Brancati

Mizuho Securities USA LLC

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About Liana Frances Brancati

Liana Brancati is a registered representative with Mizuho Securities USA LLC in New York, NY. Liana has been in the securities industry since October 6, 2016. Liana holds Series 7, 99, and 63 licenses. Liana was previously registered with RBC Capital Markets, LLC.

Firm Information

Liana Brancati is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Liana Brancati’s Registration & Firm History

NY

09/14/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NJ

10/07/2016 - 09/14/2022

RBC CAPITAL MARKETS, LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 04/06/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Liana Frances Brancati.
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