Unclaimed
Liana Brancati is a registered representative with Mizuho Securities USA LLC in New York, NY. Liana has been in the securities industry since October 6, 2016. Liana holds Series 7, 99, and 63 licenses. Liana was previously registered with RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NJ
10/07/2016 - 09/14/2022
RBC CAPITAL MARKETS, LLC (Jersey City NJ)
BC
Issued 04/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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