Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lian? Claim Your ProfileLian Ophir parkinson is a registered representative with TD Securities (usa) LLC. Lian holds the Series 79TO, Series 63 and SIE exams. Prior to joining TD Securities (usa) LLC, Lian was with COWEN AND COMPANY and DC ADVISORY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
01/05/2022 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
09/22/2020 - 01/03/2022
DC ADVISORY (SAN FRANCISCO CA)
BC
Issued 01/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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