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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liam? Claim Your ProfileLiam Wai Cheong Lau is a financial advisor with over six years of experience in the industry. Liam is currently registered as a Registered Representative with Morgan Stanley in California and Texas. Previously Liam worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Liam has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Liam offers a wide range of financial services, including investment management, financial planning, and asset allocation advice. Liam holds a Series 66 license, a Series 7TO license, and a Securities Industry Essentials Examination (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/05/2024 - Present
Morgan Stanley (Los Angeles CA)
CA
09/18/2020 - 02/07/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2020
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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