Unclaimed
Liam Grubb is a financial advisor with Franklin Distributors, LLC. Liam has over 10 years of experience in the financial services industry. Liam has a Series 3, Series 7 and Series 63 license. Liam is registered in California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island and Vermont. Liam has previously worked for FRANKLIN TEMPLETON FINANCIAL SERVICES CORP., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., and PIMCO INVESTMENTS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/07/2021 - Present
Franklin Distributors, LLC (Boston MA)
NY
11/01/2017 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)
NY
10/31/2017 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/07/2013 - 10/20/2017
PIMCO INVESTMENTS LLC (NEW YORK NY)
BC
Issued 08/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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