Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liam? Claim Your ProfileLiam McCarthy is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Boston, MA. Liam has a history of working in finance and investment services. Liam holds the Series 7TO, SIE, 63 and 65 licenses. Liam has been in the financial services industry since 2020, previously working with Merrill Lynch in Winchester, MA. Liam is registered in a number of states, including California, Connecticut, Delaware, District of Columbia, Florida, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas and Vermont. Liam provides investment advice to individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, corporations, insurance companies, and state and municipal government entities. Liam has specialized expertise in insurance, mutual funds, variable annuities, fixed annuities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
11/03/2021 - 11/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINCHESTER MA)
IA
Issued 04/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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