Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liam? Claim Your ProfileLiam Croke is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Liam has been in the financial industry for over 18 years and is registered to conduct business in 53 states and jurisdictions. Liam holds both Series 7 and Series 66 licenses, in addition to other industry certifications. The advisor is also licensed to provide investment advisory services. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Liam worked at K2 Advisors - Franklin Templeton. Liam also provides financial advice to clients of John Hancock Funds, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPLES FL)
NY
08/17/2004 - 01/13/2005
WESTON FINANCIAL SERVICES LLC (NEW YORK NY)
MA
06/30/1997 - 06/12/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/18/1996 - 06/10/1998
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
BOTH
Issued 04/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2019
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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