Unclaimed
Liam James O'Connell is a financial advisor with Pimco Investments LLC. Liam has been in the industry for 1 year and holds both the Series 7TO and Series 63 licenses. Liam is currently registered with FINRA and 53 states. Liam previously worked at Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/01/2024 - Present
Pimco Investments LLC (Austin TX)
TX
03/27/2023 - 03/20/2024
EQUITABLE ADVISORS, LLC (AUSTIN TX)
BC
Issued 08/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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