Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liam? Claim Your ProfileLiam Edward OBrien is a registered investment advisor representative in Illinois and Texas. Liam has been in the industry since 2014. Currently, Liam is an Investment Advisor Representative at First Trust Advisors LP, where Liam has been working since 2019. Prior to joining First Trust Advisors LP, Liam worked for AllianceBernstein Investments, Inc. from 2016 to 2019, Wellington Shields & Co., LLC from 2016 to 2016, and Wells Fargo Advisors Financial Network, LLC from 2014 to 2016. Liam has passed the Series 66, Series 7 and SIE exams. Liam's current registrations are with First Trust Advisors LP, which is an investment adviser with offices in Wheaton, Illinois and Austin, Texas. First Trust Advisors LP's services include Portfolio Management for Individuals, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, and Portfolio Management for Businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
TX
04/04/2019 - Present
First Trust Advisors LP (AUSTIN TX)
NY
08/24/2016 - 03/28/2019
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
03/04/2016 - 07/20/2016
WELLINGTON SHIELDS & CO., LLC (NEW YORK NY)
NY
03/06/2014 - 02/26/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SYRACUSE NY)
BOTH
Issued 04/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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