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Liam Christopher McAuley

TP Icap Global Markets Americas LLC

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About Liam Christopher McAuley

Liam McAuley is an active Registered Representative with TP Icap Global Markets Americas LLC. Liam McAuley has been in the securities industry for 1 year. Liam McAuley has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Liam McAuley's current firm, TP Icap Global Markets Americas LLC, is based in Edison, New Jersey.

Firm Information

Liam McAuley is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Liam McAuley’s Registration & Firm History

NJ

02/17/2024 - Present

TP Icap Global Markets Americas LLC (EDISON NJ)

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Licenses & Designations

BC

Issued 02/17/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Liam Christopher McAuley.
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