Unclaimed
Liam Johnson is a financial advisor with Cetera Investment Advisers LLC. Liam has been in the financial services industry since 2015 and is registered to provide investment advice in North Carolina and Michigan. Liam is a Registered Representative and has been with Financial Directions Group since 2016. Cetera Investment Advisers LLC is a financial firm that provides a variety of financial services to individuals and businesses. The firm is based in Schaumburg, Illinois and has over 5,000 financial advisors and employees. Liam Johnson has earned several certifications in the financial services industry including the Series 66, Series 7, and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/12/2020 - Present
Cetera Investment Advisers LLC (CARY NC)
NC
08/17/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (CARY NC)
NC
08/24/2015 - 08/18/2016
LPL FINANCIAL LLC (RALEIGH NC)
BOTH
Issued 11/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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