Unclaimed
Liam Oprendek is a securities professional with a focus on the financial services industry. Liam holds a Series 7TO, Series 63, and SIE license and is currently registered with Houlihan Lokey Capital, Inc. and Triago. Liam joined Houlihan Lokey Capital, Inc. on 5/15/2024, and Triago on 9/12/2023. Liam is licensed in Delaware and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/15/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 10/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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