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Lia M. Neeb

Pershing LLC

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About Lia M. Neeb

Lia Neeb is a registered representative with Pershing LLC. Lia has been in the securities industry since December 4, 2018 and has passed both the Securities Industry Essentials Examination and the Operations Professional Examination. Lia is currently located in Jersey City, NJ.

Firm Information

Lia Neeb is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lia Neeb’s Registration & Firm History

NJ

12/05/2018 - Present

Pershing LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lia M. Neeb.
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