linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lia Lucia Dudine

BNY Mellon Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lia? Claim Your Profile

About Lia Lucia Dudine

Lia Lucia Dudine is a financial advisor with BNY Mellon Securities Corp. Lia has been in the industry since 1998 and has a wide range of experience. Lia is registered with FINRA and holds the Series 6, Series 63 and SIE licenses. She has a long history of working with individuals and businesses. Lia is dedicated to providing her clients with the highest level of service and expertise. Lia is also registered in 51 states.

Firm Information

Lia Dudine is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lia Dudine’s Registration & Firm History

NY

07/10/2002 - Present

BNY Mellon Securities Corp. (NEW YORK NY)

NJ

07/20/2000 - 06/11/2001

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

MA

09/16/1998 - 06/16/1999

UAM FUND DISTRIBUTORS, INC. (BOSTON MA)

NY

03/27/1997 - 11/24/1997

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

Not sure if Lia Lucia Dudine is right for you?

Licenses & Designations

BC

Issued 01/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lia Lucia Dudine.
Not sure if Lia Lucia Dudine is right for you?