Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lia? Claim Your ProfileLia Schnell is a financial advisor at Wells Fargo Clearing Services, LLC. Lia has been working in the financial industry for over 8 years and has held registrations in several states including Tennessee, Ohio, California, and Florida. Lia holds both Series 63 and Series 65 licenses. Lia’s experience includes time with AXA Advisors, LLC prior to joining Wells Fargo Clearing Services, LLC. Lia has been registered with Wells Fargo Clearing Services, LLC since October 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
10/24/2018 - Present
Wells Fargo Clearing Services, LLC (NASHVILLE TN)
TN
07/25/2016 - 10/05/2018
AXA ADVISORS, LLC (FRANKLIN TN)
IA
Issued 09/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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