Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lia? Claim Your ProfileLia Bettenhausen Goff is a financial professional with over 20 years of experience in the industry. Lia has a strong background in investment management, financial planning, and operations. Lia is currently a registered representative with &partners, a leading financial services firm based in Nashville, Tennessee. Prior to joining &partners, Lia worked for a number of other firms, including Capitol Securities Management, Inc., Capitol Securities & Associates, Inc., First Clearing, LLC, Wachovia Securities Financial Network, LLC, and Wachovia Securities, LLC. Lia is a highly skilled professional with a deep understanding of the financial markets. Lia holds the Series 27, SIE and Series 99TO licenses. Lia is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
11/16/2023 - Present
&partners (NASHVILLE TN)
VA
07/31/2008 - 03/17/2023
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
VA
06/07/2010 - 02/19/2013
CAPITOL SECURITIES & ASSOCIATES, INC. (GLEN ALLEN VA)
MO
09/07/2007 - 08/27/2008
FIRST CLEARING, LLC (ST. LOUIS MO)
VA
12/10/2004 - 08/27/2008
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (RICHMOND VA)
MO
12/10/2004 - 04/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
07/11/2001 - 04/07/2005
FIRST CLEARING, LLC (ST. LOUIS MO)
BC
Issued 07/02/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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