Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Li? Claim Your ProfileLi Yan is a securities professional with over 7 years of experience in the financial services industry. Li Yan is currently registered with Mizuho Securities USA LLC and holds Series 7, Series 79, and Series 63 licenses. Li Yan has previously held positions at Jefferies LLC, PricewaterhouseCoopers Corporate Finance LLC, and Deutsche Bank Securities Inc. Li Yan has a broad range of experience in the financial services industry, including investment banking and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/02/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/04/2019 - 07/26/2019
JEFFERIES LLC (NEW YORK NY)
NY
10/08/2015 - 03/11/2019
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (NEW YORK NY)
NY
08/07/2012 - 10/07/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 07/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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