Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Li? Claim Your ProfileLi Xu is an investment advisor representative at Fidelity Personal And Workplace Advisors. Li has been in the securities industry for over 13 years. Li is currently registered with Fidelity Personal And Workplace Advisors in California and Texas. Li also holds Series 63, 66, 7 and SIE licenses. Prior to joining Fidelity Personal And Workplace Advisors, Li was employed at TD Ameritrade, Inc. and Scottrade, Inc. Li is an experienced financial advisor with a proven track record of success in providing financial advice to individuals, families, and businesses. Li is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/24/2023 - Present
Fidelity Personal AND Workplace Advisors (SUNNYVALE CA)
CA
02/26/2018 - 03/30/2021
TD AMERITRADE, INC. (Menlo Park CA)
CA
12/14/2009 - 02/26/2018
SCOTTRADE, INC. (MILPITAS CA)
BOTH
Issued 07/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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