Unclaimed
Li wynn Tan is a financial professional with over 6 years of experience in the securities industry. Li wynn Tan has been registered with Lazard Freres & Co. LLC since June 16, 2021. Previously, Li wynn Tan was registered with Goldman Sachs & Co. LLC and Lazard Freres & Co. LLC. Li wynn Tan holds the Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/16/2021 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
11/26/2019 - 06/09/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
08/07/2015 - 09/30/2019
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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