Unclaimed
Li ting Chen is a financial professional with over 6 years of experience in the industry. Li ting currently works at Mufg Securities Americas Inc. and is licensed to provide investment advice. Li ting holds the Series 99 and SIE licenses. Before joining Mufg Securities Americas Inc. Li ting worked at JEFFERIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/19/2014 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/30/2012 - 03/17/2014
JEFFERIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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