Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Li? Claim Your ProfileLi Tian is an investment advisor representative, registered with LPL Financial LLC since October 2021. Prior to this, Li was registered with Transamerica Financial Advisors, Inc. from November 2012 to October 2021. Li also has several other business ventures, including Grand Line Consulting, Inc. and a real estate rental business. Li has successfully passed the Uniform Investment Adviser Law Examination, Uniform Securities Agent State Law Examination, and several other examinations. Li offers financial planning, portfolio management for individuals and businesses, and pension consulting. Li is also an author and published a memoir entitled "Westbound: A Memoir: My Journey from Beijing to New York City".
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/07/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
11/12/2012 - 10/08/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
IA
Issued 07/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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