Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Li? Claim Your ProfileLi He is a financial advisor with LPL Financial LLC. Li has been in the financial services industry since April 2011, working with clients in the Oakland area. Li has experience with Wells Fargo Advisors and Morgan Stanley as well. Li is a Series 7, 6, and 63 licensed holder. Li specializes in individual and business portfolio management and offers educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/15/2018 - Present
LPL Financial LLC (OAKLAND CA)
CA
05/08/2015 - 07/10/2018
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN CA)
CA
07/11/2014 - 12/15/2014
MORGAN STANLEY (Pleasanton CA)
CA
10/28/2010 - 07/18/2014
WELLS FARGO ADVISORS, LLC (SAN RAMON CA)
BC
Issued 10/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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